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SEC Defense Attorneys
Experienced Representation for
Securities & Insider Trading Investigations
When you're facing an SEC investigation, it's critical to have an experienced SEC defense attorney by your side. Our law firm offers dedicated representation for those involved in SEC investigations that could lead to civil or criminal charges. We are seasoned in handling confidential SEC investigations of potential violations, including insider trading, market manipulation, misrepresentations, and unregistered securities offerings. SEC investigations can be wide-ranging, and complex, and often involve other state and federal agencies.
Former SEC Branch Chief Representing Businesses and Financial ProfessionalsOur proficiency in SEC defense goes beyond ordinary commercial litigation. We have substantial experience dealing with the SEC and other regulatory agencies. As early as the onset of an investigation, we can act swiftly to represent you and avoid potentially damaging outcomes. We also provide counsel if you receive a subpoena from the SEC. Our firm ensures the protection of your rights throughout the process, including discussing documents, testimony, and other critical information with the SEC on your behalf.
Dedicated to Achieving the Best Possible ResultPenalties for securities law violations can be severe and life-altering. We are here to guide you, protect your interests, and mitigate the risks involved. Don't let an SEC investigation go unchecked. If you are involved in an SEC investigation, contact Bragança Law LLC at (847) 906-3460, or use the contact form here on our website. In an SEC investigation, attorney Lisa Bragança can advise and represent you and get the best possible result for you.
Client Reviews
"I cannot recommend Celiza (Lisa) Braganca enough for the tireless work she's done for me, my partner, and our business. Facing potential SEC questioning is incredibly overwhelming and daunting, but Lisa brings a sense of ease, calm, confidence, and humor to every conversation. Lisa is extremely knowledgeable at what she does and approaches each situation with a combination of careful consideration and creativity. She works hard to ensure she's covering every angle and turning over every leaf. She's fair, honest, transparent, and the best person you want in your corner when facing a potential SEC investigation. The fact of the matter is, getting an SEC attorney is not something anyone ever wants to have to do, but if you find yourself in a pickle and need someone to help you understand your options and to navigate your situation, Lisa is the best person for it" Client
"When you are faced with the SEC looking at you for possible violations it can be one of the most unpleasant experiences. Working with Lisa Braganca made our situation 1000x easier. She worked with other attorneys involved to develop a rock solid argument that in my opinion is what caused us to come out on the winning end of this. Over the course of our engagement, she was communicative, professional and empathetic. I can't say enough about her!" Client
"If you're ever confronted with an SEC investigation, please don't hesitate to contact Lisa at Braganca Law. Lisa was a strong advocate for me from day one, helping guide me through a complicated securities law issue which was very stressful and daunting. Her compassion and understanding of my situation, along with her experience and dedication to my case, greatly eased the tension. Lisa was very thorough answering all my questions and acted in my best interest throughout the entire process. She kept me well informed of each development in the case and took immediate action when necessary. Her hard work and tenacity paid off as the case was eventually dropped!! Had I not worked with Lisa I'm not sure I would have achieved the same result! I highly recommend Lisa Braganca as a competent, compassionate and smart lawyer." Client
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Lisa Bragança is a Former SEC Branch Chief who defends individuals and businesses in SEC investigations.
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